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Other scattering techniques

There are a couple of other techniques which we should mention. The first one is x-ray scattering from surface  . This technique is very similar to bulk x-ray scattering with the major advantage over LEED that the theory is purely kinematic. The problem of the long mean free path of the x-rays is overcome by using a grazing incidence angle. In such a geometry total external reflection occurs because the refractive index for x-rays is smaller than one. It is, however, only very little smaller than one (in the order of tex2html_wrap_inline2970 such that the incidence angle below which total reflection occurs is very small, a few tenth of a degree. Therefore, surface x-ray scattering requires a highly collimated x-ray beam which can only be produced at a synchrotron radiation   source delivering high-brilliance light.

It is interesting to compare the advantages and disadvantages of LEED and surface x-ray scattering. One is that the momentum transfer, and hence the sensitivity to structural parameters, is nearly perpendicular to the surface in case of LEED and nearly parallel to the surface in the case of x-ray scattering. The penetration depth is a little higher for x-ray scattering but it has the same order of magnitude as for LEED.

There are several interesting experiments involving the scattering of atoms and ions but we are not going to discuss them here (apart from He scattering in the section about vibrational properties, section gif). If you are interested in these techniques, consult the book by Woodruff and Delchar, section gif.

Two techniques based on electron scattering are discussed here in further detail: (S)EXAFS and photoelectron diffraction. Both do not rely on long-range order on the surface (like LEED). Instead, they can be used to determine the structure locally around an atom of interest. This is achieved by using specific atoms as ``electron sources'' instead of an external source like in LEED.

Extended X-ray Absorption Fine Structure (EXAFS and Surface EXAFS (SEXAFS)

The techniques of EXAFS and SEXAFS have been made possible by the construction of synchrotron radiation (SR)   sources. SR has a continuous energy spectrum. In combination with a monochromator it provides a tunable x-ray source. The (S)EXAFS measurements involve scanning the photon energy around the absorption edges of the atoms in a material or on a surface. The fine structure in the absorption cross section gives information about the neighbours of the emitting atoms. The main advantages of these x-ray absorption techniques are that they work for materials where long-range order is not present and that at least the nearest neighbour distances can be obtained with rather high precision.

 

EXAFS

Fig. gif shows an example for an EXAFS spectrum. Such a spectrum can be taken by exposing a thin film of material to x-rays and simply measuring the transmission through the film. The x-ray absorption of Cu is plotted vs the photon energy. As the energy reaches the K-edge the absorption increases steeply because of the the possibility to excite the K-electrons. Above the edge the absorption shows a slow decrease due to the matrix element. On this slow decrease rapid oscillations in the cross section are superimposed. These are the EXAFS oscillations.

  
Figure: X-ray absorption of Cu in the vicinity of the K-edge.

The physical origin of these oscillations is quite easy to understand. The absorption cross section is given by Fermi's golden rule and thus by a matrix element of the type tex2html_wrap_inline2972 . The initial state is simply the localized core state. The final state is the extended state of the outgoing electron wave, including all the multiple scattering   processes. One can now think about the EXAFS oscillations in the following way. At low kinetic energies, from zero to a few hundred electron volts, the cross section for the back-scattering of the electrons from the neighbour atoms is rather high. These back-scattered waves have to be added coherently to the outgoing wave and this directly influences the final state at the emitter and thus the matrix element. The interference from outgoing and back-scattered waves changes with a periodicity given by the nearest neighbour distance. The effect is illustrated in Fig. gif.

  
Figure: Schematic illustration of the interference leading to the EXAFS oscillations

This simple picture works only for electron energies which are not too close to the edge. Below kinetic energies of 50 eV or so the oscillations contain resonant absorption from the valence states.

It is convenient to extract the EXAFS oscillations from the slowly varying background. This is done by the definition of a ``fine structure function'' tex2html_wrap_inline2976

  equation1099

where tex2html_wrap_inline2978 is the measured absorption and tex2html_wrap_inline2980 is the absorption due to the free atom.

If we consider a simple singe-scattering picture the fine structure function is given by

  equation1105

where k is the electron wave number, tex2html_wrap_inline2984 is an amplitude function defined below and tex2html_wrap_inline2986 is a phase shift. The sum runs over different ``shells'' of neighbours, a shell being defined as a set of neighbours having the same distance from the emitter, tex2html_wrap_inline2988 . In principle, the desired values for tex2html_wrap_inline2988 can be extracted from tex2html_wrap_inline2976 by a Fourier transformation. The phase shift would not be a problem in such an analysis but its energy dependence is one. It leads to wrong values for tex2html_wrap_inline2988 . Thus the phase shifts   have to be included in the analysis. One can use calculated phase shifts or one can, in contrast to LEED and Photoelectron Diffraction, use ``experimental'' phase shifts. The reason is that only the phase shift for tex2html_wrap_inline2996 back scattering is of interest, not the phase shifts for all the other scattering angles. The tex2html_wrap_inline2996 phase shift can be obtained from a material which contains the scatterer of interest and has a known structure, e.g. a single crystal.

Let's look again at the amplitude function for the different shells. It is given by

  equation1123

tex2html_wrap_inline3000 is the number of atoms in the shell. The tex2html_wrap_inline3002 factor leads to an effective localization of EXAFS explaining the success of a single-scattering treatment. It is caused by the fact that both emitter and scatterer are point sources. The next factor is the modulus of the scattering amplitude. W(T,K) is a Debye-Waller factor   which takes the thermal vibrations into account and the last factor describes the inelastic scattering of the electrons in the solid. As mentioned above, the single scattering approach works quite well, at least in order to determine the distance of the nearest neighbour shell.

 

SEXAFS

The surface version of EXAFS is called SEXAFS. One can for example use the technique for determining the bond distances of adsorbate atoms to the substrate. However, what one actually wants to know is the adsorption site and this is difficult to get from just the bondlength. Help could come from considering the absolute amplitude of the modulations because this should give the number of nearest neighbours (equation gif). But due to experimental difficulties (see below) it is very dangerous to use the absolute modulation strength. One can also play the following trick. The synchrotron radiation   one uses for the experiment is polarized. This means that the electrons from a core level will have a certain angular distribution, depending on the direction of the polarization vector. One can take SEXAFS data for different directions of the polarization vector such that different possible neighbours would be ``hit'' by a high intensity of photoelectrons. Comparing the different SEXAFS spectra one can work out where the nearest neighbours are.

One has to add a few words of caution, though. SEXAFS is a very difficult experiment. The first problem is what to measure in order to get the absorption of a particular atomic species on the surface. One possibility is the intensity of the Auger signal which is emitted by the decay of the core electron one creates. Such Auger peaks   are usually positioned on a high background of inelastically scattered electrons, leading to a bad signal-to-noise ration. To make matters worse, the SEXAFS modulations are only a tiny fraction of the absorption cross section (one percent or so) and there are only a few adsorbate atoms compared to a bulk EXAFS experiment.

We just give one example here which demonstrates how powerful SEXAFS is as a technique for structural investigations. SEXAFS has be used to determine the structure of the co-adsorption system SO tex2html_wrap_inline2818 + O on Cu(111) which is formed upon SO tex2html_wrap_inline2818 adsorption [36]. Fig. gif shows data taken at the oxygen K-edge for two different polarizations of the incident photons. The spectra are quite different, illustrating the the usefulness of the ``trick'' mentioned above. The Fourier transforms of the data are shown together with the result of a simulation for a particular geometry. The agreement for the closer distances is very good.



  
Figure: SEXAFS data from the oxygen K-edge of the co-adsorption system SO tex2html_wrap_inline2818 + O on Cu(111). After ref. [36].

Fig. gif shows the final result of this structural determination showing the position of the adsorbates and a very complex surface reconstruction.

  
Figure: Structure SO tex2html_wrap_inline2818 + O on Cu(111) as determined by SEXAFS. After ref. [36].


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